Northern California RIA Summit

October 11th, 2023

The inaugural Northern California RIA Summit is a one day meeting of 100+ independent registered investment advisors with a minimum AUM of $100 million based across Northern California and its neighboring states. Our audience gathers for a day of insightful panel discussions, presentations, Q&A, and over two hours of networking.

Portfolio Summits content is built by and for Independent Registered Investment Advisors and includes dedicated discussions of investment topics as well as practice management, M&A and general trends within investment management. Join us as we build industry and community.


Venue Location

625 El Camino Real, Palo Alto, CA 94301

Sheraton Palo Alto Hotel




Sortis Capital

Title Sponsor

Calamos Aksia

Presenting Sponsor

Learn More About

Sponsorship Opportunities

    Mark Shone


    Allworth Financial

    Will Dzugan, CAIA, CFA

    Vice President, Product Specialist


    Tod Trabocco, CFA

    Managing Director

    Calamos Investments – Aksia

    Alfred Au

    Head of Advisory

    Diversifi Capital

    Eric Silverman

    Managing Partner

    Eastham Capital

    Allison Kvikstad

    Senior Private Wealth Advisor,


    Ludo Thomasson

    Chief Advisory Officer

    Ensemble Capital Management

    Robert Castillo

    Senior Wealth Advisor

    Gerber Kawasaki Wealth & Investment Management

    Richard Jacobson

    Managing Director

    Golub Capital

    Brandon Laczkowski

    Private Client Associate

    Goldman Sachs

    Dominique Langerman

    Vice President, Senior Philanthropic Advisor

    Lido Advisors

    Darcy Smoot

    Director of Research

    Nelson Capital Management

    Brian Griggs, CFA

    Managing Director, Portfolio Strategist


    Jonathan Masse

    Senior Investment Strategist/ Wealth Advisor

    Perigon Wealth

    Sonja Breeding, CFP

    Vice President, Investment Advice

    Rebalance 360

    Jared Chase, CFP

    Director of M&A

    Signature Estate & Investment Advisors

    Charles Failla, CFP

    Founder, Chief Executive Office

    Sovereign Financial

    Joseph Urciuoli

    Executive Director and Head of Research

    Spectrum Asset Management

    Alexandra Wlassowsky

    Managing Director

    Stratos Wealth Partners

    Jef Baker


    Sortis Capital

    Will Powers

    Head of Capital Markets

    Sortis Capital

    Ryan McCalley

    Founder and Managing Partner

    SQN Venture Partners

    Stacey Chin, CFP, ChFC

    Private Wealth Advisor

    Treehouse Wealth Advisors

    Carlos Salas




    Contact Us


    Incomm Summits 27 E 28th St, 8th Floor, New York, NY 10016