Massachusetts RIA Summit

4 April, 2023

The fourth annual Massachusetts RIA Summit is a one day meeting of 100+ independent registered investment advisors with a minimum AUM of $100 million based throughout New England. Our audience gathers for a day of insightful panel discussions, presentations, Q&A, and over two hours of networking.

Portfolio Summits content is built by and for Independent Registered Investment Advisors and includes dedicated discussions of investment topics as well as practice management, M&A and general trends within investment management. Join us as we build industry and community.


Venue Location

50 Park Plaza

Boston Park Plaza




Hatteras Investment Partners


PT Asset Management


Learn More About

Sponsorship Opportunities



    Andrew Busa, MSPFP, CFP, CCFC

    Manager of Financial Planning

    Adviser Investments

    Timothy Nash, CFP, CFA, CAIA

    Principal, Financial Planner, Chief Portfolio Srategist

    Aequitas Investment Advisors

    Cameron Rahbar, CFP

    Wealth Strategist

    Anchor Capital Advisors

    Michele Hubley, IACCP

    Co-Chief Operating Officer, Senior Vice President, Treasurer, HR

    Appleton Partners

    Allen Harris

    Chief Executive Officer, Chief Investment Officer

    Berkshire Money Management

    David Umstead, PhD, CFA

    Managing Principal, Founder

    Cape Ann Capital

    Jennifer Street

    Chief Operating Officer, Chief Compliance Officer

    Claro Advisors

    Matthew Schroeder, CFP

    Director of Financial Planning, Wealth Advisor

    Great Point Wealth Advisors

    David Perkins, CAIA

    Chief Executive Officer

    Hatteras Investment Partners

    Drew Collins, CFA, MBA

    Senior Managing Director

    Magnus Financial Group

    Brian Griggs, CFA

    Managing Director, Portfolio Strategist


    Mark Bogar, CFA, CAIA

    Chief Investment Officer

    Pallas Capital Advisors

    Shannon Smith, CFP

    Director of Planning & Client Experience

    Pallas Capital Advisors

    Leslie Heffernen, JD, LL.M, CPA

    Managing Director of Fiduciary & Legal Services


    Samuel Jolly

    Vice President

    Prospect Capital

    Elliot Herman, CFP, CPA

    Chief Investment Officer

    PRW Wealth Management

    Sean Dranfield

    Chief Executive Officer

    PT Asset Management

    Charles Failla, CFP

    Founder, Chief Executive Officer

    Sovereign Financial Group

    Ed Coyne

    Senior Managing Director, Global Sales

    Sprott's Asset Manangement

    David Norris

    Partner, Head of U.S. Credit

    TwentyFour Asset Management

    Peter Phillips, CFA, CAIA

    Chief Investment Officer

    Washington Trust Advisors

    Richard Byron

    Chief Operating Officer

    WIngate Wealth Advisors

    Max Winthrop

    Chief Executive Officer

    Winthrop Wealth


    Contact Us


    Incomm Summits 27 E 28th St, 8th Floor, New York, NY 10016